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PENTAIR plc — Director's Dealing 2024
Aug 1, 2024
30329_dirs_2024-08-01_c0b17900-98c9-4a30-9795-5c7fc58c16ce.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2024-07-30
Reporting Person: JONES DAVID A /WI (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-07-30 | Common Shares | M | 2004 | $44.43 | Acquired | 27020 | Direct |
| 2024-07-30 | Common Shares | S | 2004 | $88.44 | Disposed | 25016 | Direct |
| 2024-07-31 | Common Shares | M | 2004 | $44.43 | Acquired | 27020 | Direct |
| 2024-07-31 | Common Shares | S | 2004 | $89 | Disposed | 25016 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-07-30 | Director Stock Option (Right to Buy) | $44.43 | M | 2004 | Disposed | 2025-01-02 | Common Shares (2004) | Direct |
| 2024-07-31 | Director Stock Option (Right to Buy) | $44.43 | M | 2004 | Disposed | 2025-01-02 | Common Shares (2004) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares - Restricted Stock Units | 2269.566 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Units (Deferred Compensation) | $ | Common Shares (55945.764) | 55945.764 | Indirect |
Footnotes
F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes on April 30, 2024.
F2: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
F3: This option is presently exercisable in full.
F4: Phantom stock units convert into common shares on a one-for-one basis.
F5: Settlement of phantom stock units will be in Pentair plc common shares in accordance with reporting person's irrevocable election.