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PENTAIR plc — Director's Dealing 2023
Jan 4, 2023
30329_dirs_2023-01-04_8636bbbd-e10d-4b7c-8bd7-c4497a5f01db.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2023-01-03
Reporting Person: JONES DAVID A /WI (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-01-03 | Common Shares - Restricted Stock Units | A | 3319 | — | Acquired | 3319 | Direct |
| 2023-01-03 | Common Shares | F | 847 | $45.20 | Disposed | 23081 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Units (Deferred Compensation) | $ | Common Shares (54828.379) | 54828.379 | Indirect |
Footnotes
F1: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2020 Share and incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.
F2: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
F3: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
F4: Shares withheld to pay taxes applicable to vesting of restricted stock units
F5: Phantom stock units convert into common shares on a one-for-one basis.
F6: Settlement of phantom stock units will be in Pentair common shares in accordance with reporting person's irrevocable election.