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PENTAIR plc Director's Dealing 2023

Jan 4, 2023

30329_dirs_2023-01-04_580d2c3f-7cfd-44b8-86a9-6dea8a4c551f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2023-01-03

Reporting Person: Chiu Adrian C (EVP & Pres., Water Solutions)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-01-03 Common Shares F 100 $45.20 Disposed 4577.4523 Direct
2023-01-03 Common Shares - Restricted Stock Units A 6084 Acquired 14823.833 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-01-03 Employee Stock Option (right to buy) $45.20 A 20534 Acquired 2033-01-03 Common Shares (20534) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares - Deferral Plan 442 Indirect

Footnotes

F1: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

F3: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2020 Share and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

F4: Pentair plc shares will be delivered to the reporting person in accordance with their irrevocable deferral election.

F5: Employee stock option granted under the Pentair plc 2020 Share and Incentive Plan.

F6: One-third of the stock options become exercisable on the first, second and third anniversary of the grant.