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PENTAIR plc — Director's Dealing 2023
Jan 4, 2023
30329_dirs_2023-01-04_72a8fca4-7cf3-47c2-93c8-a78298cafb48.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2023-01-03
Reporting Person: Pilla Stephen J (EVP Ch Sup Chn Of Ch Trnfrm Of)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-01-03 | Common Shares - Restricted Stock Units | A | 5254 | — | Acquired | 22916.354 | Direct |
| 2023-01-03 | Common Shares | F | 288 | $45.20 | Disposed | 1885.1318 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-01-03 | Employee Stock Option (right to buy) | $45.20 | A | 17734 | Acquired | 2033-01-03 | Common Shares (17734) | Direct |
Footnotes
F1: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2020 Share and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.
F2: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
F3: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
F4: Shares withheld to pay taxes applicable to vesting of restricted stock units.
F5: End-of-period holdings include monthly purchases under the ESPP in exempt transactions pursuant to Rule 16b-3(c).
F6: Employee stock option granted under the Pentair plc 2020 Share and Incentive Plan.
F7: One-third of the stock options become exercisable on the first, second and third anniversary of the grant.