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PENTAIR plc — Director's Dealing 2022
Jan 4, 2022
30329_dirs_2022-01-04_5b2e880c-b2d1-4b54-9d46-a9888df80a0b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2022-01-03
Reporting Person: Pedretti Jerome O (EVP & Pres., Ind. & Flow Tech.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-01-03 | Common Shares - Restricted Stock Units | A | 3522 | — | Acquired | 12024.106 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-01-03 | Employee Stock Option (right to buy) | $70.99 | A | 12934 | Acquired | 2032-01-03 | Common Shares (12934) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares - Deferral Plan | 1722.295 | Indirect |
Footnotes
F1: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2020 Share and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.
F2: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
F3: Pentair plc shares will be delivered to the reporting person in accordance with their irrevocable deferral election.
F4: Employee stock option granted under the Pentair plc 2020 Share and Incentive Plan.
F5: One-third of the stock options become exercisable on the first, second and third anniversary of the grant.