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PENTAIR plc Director's Dealing 2022

Jan 4, 2022

30329_dirs_2022-01-04_7d735fab-b1ef-4c99-a0ea-c9266834e05a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2022-01-03

Reporting Person: Pilla Stephen J (EVP-Chief Supply Chain Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-01-03 Common Shares - Restricted Stock Units A 2641 Acquired 19389.077 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-01-03 Employee Stock Option (right to buy) $70.99 A 9701 Acquired 2032-01-03 Common Shares (9701) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares 299.3457 Direct

Footnotes

F1: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2020 Share and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

F2: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).

F3: End-of-period holdings include monthly purchases under the ESPP in exempt transactions pursuant to Rule 16b-3(c).

F4: Employee stock option granted under the Pentair plc 2020 Share and Incentive Plan.

F5: One-third of the stock options become exercisable on the first, second and third anniversary of the grant.