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PENTAIR plc — Director's Dealing 2022
Sep 2, 2022
30329_dirs_2022-09-02_e2b491c4-1fdf-4cf6-bc00-2a394cb03aea.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2022-08-31
Reporting Person: JONES DAVID A /WI (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-08-31 | Common Shares | M | 3947 | $33.72 | Acquired | 25051 | Direct |
| 2022-08-31 | Common Shares | F | 3273 | $44.45 | Disposed | 21778 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-08-31 | Director Stock Option (Right to Buy) | $33.72 | M | 3947 | Disposed | 2023-01-02 | Common Shares (3947) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares - Restricted Stock Units | 2138.347 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Units (Deferred Compensation) | $ | Common Shares (54554.424) | 54554.424 | Indirect |
Footnotes
F1: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
F2: Shares withheld to pay option exercise price and taxes applicable to the net exercise of stock options.
F3: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
F4: This option is presently exercisable in full.
F5: Phantom stock units convert into common shares on a one-for-one basis.
F6: Settlement of phantom stock units will be in Pentair common shares in accordance with reporting person's irrevocable election.