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PENTAIR plc — Director's Dealing 2021
Jan 6, 2021
30329_dirs_2021-01-06_59a84c7f-e36c-4019-b2f6-2324917e37aa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2021-01-04
Reporting Person: BRYAN GLYNIS (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-04 | Common Shares - Restricted Stock Units | A | 2717 | — | Acquired | 2717 | Direct |
| 2021-01-04 | Common Shares | F | 133 | $51.53 | Disposed | 24859 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Units (Deferred Compensation) | $ | Common Shares (5349.021) | 5349.021 | Indirect |
Footnotes
F1: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2020 Share and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.
F2: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
F3: Shares surrendered to pay taxes applicable to vesting of restricted stock units.
F4: Phantom stock units convert into common shares on a one-for-one basis.
F5: Settlement of phantom stock units will be in Pentair common shares in accordance with reporting person's irrevocable election.
F6: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).