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PENTAIR plc — Director's Dealing 2021
Feb 17, 2021
30329_dirs_2021-02-17_6e051689-597e-4b20-b268-531f5c03406a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2021-02-15
Reporting Person: BAKER KELLY A (EVP & Chief HR Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-15 | Common Shares | A | 6644 | — | Acquired | 9930.8144 | Direct |
| 2021-02-16 | Common Shares | F | 2271 | $54.82 | Disposed | 7659.8144 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares - Restricted Stock Units | 27282.3130 | Direct |
| Common Shares - Deferral Plan | 363.5170 | Indirect |
Footnotes
F1: Reflects the settlement of performance share units in shares earned for the performance period ended December 31, 2020. The Compensation Committee certified the achievement of the performance goals on February 15, 2021.
F2: End-of-period holdings include monthly purchases under the ESPP in exempt transactions pursuant to Rule 16b-3(c).
F3: Shares surrendered to pay taxes applicable to settlement of performance share units.
F4: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
F5: Pentair common shares will be delivered to the reporting person in accordance with their irrevocable deferral election.