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PENTAIR plc Director's Dealing 2021

Feb 17, 2021

30329_dirs_2021-02-17_f3a892c6-ed98-4b92-8595-16d8e783fa76.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2021-02-15

Reporting Person: Stauch John L (Director, President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-15 Common Shares A 50496 Acquired 51731.6049 Direct
2021-02-16 Common Shares F 22370 $54.82 Disposed 29361.6049 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares - Restricted Stock Units 56742.955 Direct
Common Shares - ESOP 892.224 Indirect
Common Shares - Deferral Plan 82333.013 Indirect

Footnotes

F1: Reflects the settlement of performance share units in shares earned for the performance period ended December 31, 2020. The Compensation Committee certified the achievement of the performance goals on February 15, 2021.

F2: End-of-period holdings include monthly purchases under the ESPP in exempt transactions pursuant to Rule 16b-3(c).

F3: Shares surrendered to pay taxes applicable to settlement of performance share units.

F4: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).

F5: Pentair plc shares will be delivered to the reporting person in accordance with their irrevocable deferral election.