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PENTAIR plc — Director's Dealing 2021
Mar 3, 2021
30329_dirs_2021-03-03_a6d331fb-efb3-4e1c-b528-f6662c4bce4f.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2021-03-01
Reporting Person: Chiu Adrian C (EVP & Chief Transformation Off)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 993.998 | Direct |
| Common Shares - ESOP | 401.553 | Indirect |
| Common Shares - Restricted Stock Units | 9133.109 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $33.72 | 2023-01-02 | Common Shares (1771) | Direct | |
| Employee Stock Option (right to buy) | $53.49 | 2024-03-03 | Common Shares (1179) | Direct | |
| Employee Stock Option (right to buy) | $44.11 | 2025-03-02 | Common Shares (1495) | Direct | |
| Employee Stock Option (right to buy) | $32.75 | 2026-03-01 | Common Shares (2760) | Direct | |
| Employee Stock Option (right to buy) | $39.88 | 2027-03-01 | Common Shares (3254) | Direct | |
| Employee Stock Option (right to buy) | $45.42 | 2028-05-02 | Common Shares (4885) | Direct | |
| Employee Stock Option (right to buy) | $42.68 | 2029-03-01 | Common Shares (3744) | Direct | |
| Employee Stock Option (right to buy) | $41.08 | 2030-03-02 | Common Shares (4117) | Direct |
Footnotes
F1: This option is presently exercisable in full.
F2: One-third of the stock options become exercisable on the first, second and third anniversary of the grant.
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