Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

PENTAIR plc Director's Dealing 2021

May 12, 2021

30329_dirs_2021-05-12_1ebd0aae-3557-4577-ace3-b2b61a0287d9.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2021-05-10

Reporting Person: JACKO JOHN H (EVP & Chief Growth Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-05-10 Common Shares M 10066 $38.68 Acquired 10790 Direct
2021-05-10 Common Shares S 10066 $69.522 Disposed 724 Direct
2021-05-10 Common Shares M 9159 $45.42 Acquired 9883 Direct
2021-05-10 Common Shares S 9159 $69.5934 Disposed 724 Direct
2021-05-10 Common Shares M 11754 $37.77 Acquired 12478 Direct
2021-05-10 Common Shares S 11754 $69.4396 Disposed 724 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-05-10 Employee Stock Option (right to buy) $38.68 M 10066 Disposed 2027-02-28 Common Shares (10066) Direct
2021-05-10 Employee Stock Option (right to buy) $45.42 M 9159 Disposed 2028-05-02 Common Shares (9159) Direct
2021-05-10 Employee Stock Option (right to buy) $37.77 M 11754 Disposed 2029-01-02 Common Shares (11754) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares - Restricted Stock Units 18610.346 Direct

Footnotes

F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $69.482 to $69.560. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F2: The price in Column 4 is a weighted average price. The prices actually received ranged from $69.560 to $69.620. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F3: The price in Column 4 is a weighted average price. The prices actually received ranged from $69.420 to $69.505. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F4: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).

F5: This option is presently exercisable in full.

F6: One-third of the stock options become exercisable on the first, second and third anniversary of the grant.