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PENTAIR plc — Director's Dealing 2021
May 12, 2021
30329_dirs_2021-05-12_1ebd0aae-3557-4577-ace3-b2b61a0287d9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2021-05-10
Reporting Person: JACKO JOHN H (EVP & Chief Growth Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-10 | Common Shares | M | 10066 | $38.68 | Acquired | 10790 | Direct |
| 2021-05-10 | Common Shares | S | 10066 | $69.522 | Disposed | 724 | Direct |
| 2021-05-10 | Common Shares | M | 9159 | $45.42 | Acquired | 9883 | Direct |
| 2021-05-10 | Common Shares | S | 9159 | $69.5934 | Disposed | 724 | Direct |
| 2021-05-10 | Common Shares | M | 11754 | $37.77 | Acquired | 12478 | Direct |
| 2021-05-10 | Common Shares | S | 11754 | $69.4396 | Disposed | 724 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-10 | Employee Stock Option (right to buy) | $38.68 | M | 10066 | Disposed | 2027-02-28 | Common Shares (10066) | Direct |
| 2021-05-10 | Employee Stock Option (right to buy) | $45.42 | M | 9159 | Disposed | 2028-05-02 | Common Shares (9159) | Direct |
| 2021-05-10 | Employee Stock Option (right to buy) | $37.77 | M | 11754 | Disposed | 2029-01-02 | Common Shares (11754) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares - Restricted Stock Units | 18610.346 | Direct |
Footnotes
F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $69.482 to $69.560. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
F2: The price in Column 4 is a weighted average price. The prices actually received ranged from $69.560 to $69.620. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
F3: The price in Column 4 is a weighted average price. The prices actually received ranged from $69.420 to $69.505. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
F4: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
F5: This option is presently exercisable in full.
F6: One-third of the stock options become exercisable on the first, second and third anniversary of the grant.