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PENTAIR plc — Director's Dealing 2021
May 12, 2021
30329_dirs_2021-05-12_0fde1f94-a85d-463a-b248-7513579af613.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2021-05-10
Reporting Person: Stauch John L (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-10 | Common Shares | M | 50616 | $33.72 | Acquired | 80396.2229 | Direct |
| 2021-05-10 | Common Shares | F | 36868 | $69.4143 | Disposed | 43528.2229 | Direct |
| 2021-05-10 | Common Shares | M | 93930 | $32.83 | Acquired | 137458.2229 | Direct |
| 2021-05-10 | Common Shares | F | 68274 | $69.3685 | Disposed | 69184.2229 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-10 | Employee Stock Option (right to buy) | $33.72 | M | 50616 | Disposed | 2023-01-02 | Common Shares (50616) | Direct |
| 2021-05-10 | Employee Stock Option (right to buy) | $32.83 | M | 93930 | Disposed | 2026-01-04 | Common Shares (93930) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares - Restricted Stock Units | 49841.6240 | Direct |
| Common Shares - ESOP | 894.7930 | Indirect |
| Common Shares - Deferral Plan | 88827.794 | Indirect |
Footnotes
F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $69.20 to $69.42. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
F2: The price in Column 4 is a weighted average price. The prices actually received ranged from $69.26 to $69.37. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
F3: End-of-period holdings include monthly purchases under the ESPP in exempt transactions pursuant to Rule 16b-3(c).
F4: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
F5: Pentair plc shares will be delivered to the reporting person in accordance with their irrevocable deferral election.
F6: This option is presently exercisable in full.