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PENTAIR plc — Director's Dealing 2021
Aug 17, 2021
30329_dirs_2021-08-17_061cf0f3-f2dc-4d84-94e9-99a8a7b65a1a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2021-08-13
Reporting Person: Pedretti Jerome O (EVP & Pres., Ind. & Flow Tech.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-13 | Common Shares | M | 2420 | $35.25 | Acquired | 13197 | Direct |
| 2021-08-13 | Common Shares | M | 1803 | $53.49 | Acquired | 15000 | Direct |
| 2021-08-13 | Common Shares | M | 2990 | $44.11 | Acquired | 17990 | Direct |
| 2021-08-13 | Common Shares | M | 5858 | $39.88 | Acquired | 23848 | Direct |
| 2021-08-13 | Common Shares | F | 8709 | $79.72 | Disposed | 15139 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-13 | Employee Stock Option (right to buy) | $35.25 | M | 2420 | Disposed | 2023-02-15 | Common Shares (2420) | Direct |
| 2021-08-13 | Employee Stock Option (right to buy) | $53.49 | M | 1803 | Disposed | 2024-03-03 | Common Shares (1803) | Direct |
| 2021-08-13 | Employee Stock Option (right to buy) | $44.11 | M | 2990 | Disposed | 2025-03-02 | Common Shares (2990) | Direct |
| 2021-08-13 | Employee Stock Option (right to buy) | $39.88 | M | 5858 | Disposed | 2027-03-01 | Common Shares (5858) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares - Restricted Stock Units | 8490.905 | Direct |
| Common Shares - Deferral Plan | 1717.734 | Direct |
Footnotes
F1: Shares withheld to pay option exercise price and taxes applicable to the net exercise of stock options.
F2: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
F3: Pentair plc shares will be delivered to the reporting person in accordance with their irrevocable deferral election.
F4: This option is presently exercisable in full.
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