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PENTAIR plc Director's Dealing 2021

Aug 17, 2021

30329_dirs_2021-08-17_061cf0f3-f2dc-4d84-94e9-99a8a7b65a1a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2021-08-13

Reporting Person: Pedretti Jerome O (EVP & Pres., Ind. & Flow Tech.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-08-13 Common Shares M 2420 $35.25 Acquired 13197 Direct
2021-08-13 Common Shares M 1803 $53.49 Acquired 15000 Direct
2021-08-13 Common Shares M 2990 $44.11 Acquired 17990 Direct
2021-08-13 Common Shares M 5858 $39.88 Acquired 23848 Direct
2021-08-13 Common Shares F 8709 $79.72 Disposed 15139 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-08-13 Employee Stock Option (right to buy) $35.25 M 2420 Disposed 2023-02-15 Common Shares (2420) Direct
2021-08-13 Employee Stock Option (right to buy) $53.49 M 1803 Disposed 2024-03-03 Common Shares (1803) Direct
2021-08-13 Employee Stock Option (right to buy) $44.11 M 2990 Disposed 2025-03-02 Common Shares (2990) Direct
2021-08-13 Employee Stock Option (right to buy) $39.88 M 5858 Disposed 2027-03-01 Common Shares (5858) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares - Restricted Stock Units 8490.905 Direct
Common Shares - Deferral Plan 1717.734 Direct

Footnotes

F1: Shares withheld to pay option exercise price and taxes applicable to the net exercise of stock options.

F2: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).

F3: Pentair plc shares will be delivered to the reporting person in accordance with their irrevocable deferral election.

F4: This option is presently exercisable in full.