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PENTAIR plc — Director's Dealing 2020
May 6, 2020
30329_dirs_2020-05-06_788b4753-71a4-42ca-bd10-51418ceaea2f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2020-05-04
Reporting Person: Stauch John L (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-04 | Common Shares | F | 355 | $34.48 | Disposed | 451.1201 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares - Restricted Stock Units | 49742 | Direct |
| Common Shares - Deferral Plan | 65921.274 | Indirect |
| Common Shares - ESOP | 882.204 | Indirect |
| Common Shares | 207324.8155 | Indirect |
Footnotes
F1: Shares surrendered to pay taxes applicable to vesting of restricted stock units.
F2: End-of-period holdings include monthly purchases under the ESPP in exempt transactions pursuant to Rule 16b-3(c).
F3: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
F4: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
F5: Pentair plc shares will be delivered to the reporting person in accordance with their irrevocable deferral election.
F6: Since the date of the reporting person's last ownership form, 32,289.353 shares held directly have been transferred and are now held indirectly by a trust owned by the reporting person's spouse.