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PENTAIR plc Director's Dealing 2020

Oct 14, 2020

30329_dirs_2020-10-14_163ab5ab-2498-4742-bef0-27b1ae113af6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2020-10-12

Reporting Person: BRYAN GLYNIS (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-10-12 Common Shares M 4225 $24.64 Acquired 26201 Direct
2020-10-12 Common Shares M 6307 $22.73 Acquired 32508 Direct
2020-10-12 Common Shares S 10532 $50.00 Disposed 21976 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-10-12 Director Stock Option (Right to Buy) $24.64 M 4225 Disposed 2021-01-03 Common Shares (4225) Direct
2020-10-12 Director Stock Option (Right to Buy) $22.73 M 6307 Disposed 2022-01-03 Common Shares (6307) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Phantom Stock Units (Deferred Compensation) $ Common Shares (5330.701) 5330.701 Indirect

Footnotes

F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes.

F2: This option is presently exercisable in full.

F3: Phantom stock units convert into common shares on a one-for-one basis.

F4: Settlement of phantom stock units will be in Pentair common shares in accordance with reporting person's irrevocable election.

F5: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).