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PENTAIR plc Director's Dealing 2020

Oct 27, 2020

30329_dirs_2020-10-27_d0c7b22c-9f4f-4d8e-a215-9b43839b9467.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2020-10-26

Reporting Person: Stauch John L (Director, President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-10-26 Common Shares M 60717 $22.73 Acquired 70483.174 Direct
2020-10-26 Common Shares F 43082 $50.03 Disposed 27401.174 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-10-26 Employee Stock Option (right to buy) $22.73 M 60717 Disposed 2022-01-03 Common Shares (60717) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares - ESOP 885.982 Indirect
Common Shares - Deferral Plan 66203.182 Indirect

Footnotes

F1: End-of-period holdings include monthly purchases under the ESPP in exempt transactions pursuant to Rule 16b-3(c).

F2: Shares withheld to pay option exercise price and taxes applicable to the net exercise of stock options.

F3: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).

F4: Pentair plc shares will be delivered to the reporting person in accordance with their irrevocable deferral election.

F5: This option is presently exercisable in full.