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PENTAIR plc — Director's Dealing 2019
Jan 4, 2019
30329_dirs_2019-01-04_5b5f8edc-6f86-4c22-8c1f-f2add6b0d6b7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2019-01-02
Reporting Person: JONES DAVID A /WI (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-01-02 | Common Shares - Restricted Stock Units | A | 3707 | — | Acquired | 6569 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Units (Deferred Compensation) | $ | Common Shares (29873.175) | 29873.175 | Indirect |
Footnotes
F1: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one share of Pentair plc common shares upon vesting.
F2: Phantom stock units convert into common shares on a one-for-one basis.
F3: Settlement of phantom stock units will be in Pentair plc common shares in accordance with reporting person's irrevocable election.
F4: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).