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PENTAIR plc — Director's Dealing 2019
May 6, 2019
30329_dirs_2019-05-06_c5b1464a-cf05-4b7b-9b85-1bff5b59efdf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2019-05-02
Reporting Person: Stauch John L (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-02 | Common Shares | F | 491 | $38.99 | Disposed | 354 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares - Restricted Stock Units | 72192.99 | Direct |
| Common Shares - Deferral Plan | 61364.564 | Indirect |
| Common Shares | 162778.4621 | Indirect |
| Common Shares - ESPP | 49.8127 | Indirect |
| Common Shares - ESOP | 861.542 | Indirect |
Footnotes
F1: Shares surrendered to pay taxes applicable to vesting of restricted stock units.
F2: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
F3: Since the date of the reporting person's last ownership form, 20,604 shares held directly and 187.4561 shares held indirectly in the Pentair plc Employee Stock Purchase and Bonus Plan (ESPP) have been transferred and are now held indirectly by a trust owned by the reporting person's spouse.
F4: End-of-period holdings include monthly purchases under the ESPP in exempt transaction(s) pursuant to Rule 16b-3(c).
F5: Pentair plc shares will be delivered to the reporting person in accordance with their irrevocable deferral election.
F6: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).