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PENTAIR plc — Director's Dealing 2019
Dec 4, 2019
30329_dirs_2019-12-04_a966dbe8-2338-4296-a8f4-cd43a922c514.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2019-12-02
Reporting Person: GLENN T MICHAEL (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-02 | Common Shares | M | 6116 | $22.24 | Acquired | 24702 | Direct |
| 2019-12-02 | Common Shares | S | 6116 | $44.23 | Disposed | 18586 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-02 | Director Stock Option (right to buy) | $22.24 | M | 6116 | Disposed | 2020-01-04 | Common Shares (6116) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Units (Deferred Compensation) | $ | Common Shares (1821.809) | 1821.809 | Indirect |
Footnotes
F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 4, 2020.
F2: This option is presently exercisable in full.
F3: Phantom stock units convert into common shares on a one-for-one basis.
F4: Settlement of phantom stock units will be in Pentair common shares in accordance with reporting person's irrevocable election.
F5: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).