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PENTAIR plc — Director's Dealing 2018
Jan 4, 2018
30329_dirs_2018-01-04_56d932ea-f5da-4a56-85f9-6dbf601f8393.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2018-01-02
Reporting Person: Stauch John L (Executive Vice President, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-01-02 | Common Shares | F | 308 | $70.23 | Disposed | 244 | Direct |
| 2018-01-03 | Common Shares | F | 1402 | $70.80 | Disposed | 3012 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares - Restricted Stock Units | 21419 | Direct |
| Common Shares - Deferral Plan | 66732.706 | Indirect |
| Common Shares | 114560 | Indirect |
| Common Shares - ESOP | 780.1157 | Indirect |
| Common Shares - ESPP | 2160.86 | Direct |
Footnotes
F1: Shares surrendered to pay taxes applicable to vesting of restricted stock units.
F2: Since the date of the reporting person's last ownership form, 6,991 shares previously reported as directly owned by the reporting person have been transferred and are now indirectly owned by a trust owned by the reporting person's spouse.
F3: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
F4: Shares of Pentair Ltd. common shares will be delivered to the reporting person in accordance with their irrevocable deferral election.
F5: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
F6: End-of-period holdings include monthly purchase(s) under the Pentair plc Employee Stock Purchase and Bonus Plan (ESPP) in exempt transaction(s) pursuant to Rule 16b-3(c); and shares acquired pursuant to a dividend reinvestment feature of the ESPP.