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PENTAIR plc Director's Dealing 2018

Jan 4, 2018

30329_dirs_2018-01-04_56d932ea-f5da-4a56-85f9-6dbf601f8393.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2018-01-02

Reporting Person: Stauch John L (Executive Vice President, CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-01-02 Common Shares F 308 $70.23 Disposed 244 Direct
2018-01-03 Common Shares F 1402 $70.80 Disposed 3012 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares - Restricted Stock Units 21419 Direct
Common Shares - Deferral Plan 66732.706 Indirect
Common Shares 114560 Indirect
Common Shares - ESOP 780.1157 Indirect
Common Shares - ESPP 2160.86 Direct

Footnotes

F1: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2: Since the date of the reporting person's last ownership form, 6,991 shares previously reported as directly owned by the reporting person have been transferred and are now indirectly owned by a trust owned by the reporting person's spouse.

F3: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

F4: Shares of Pentair Ltd. common shares will be delivered to the reporting person in accordance with their irrevocable deferral election.

F5: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).

F6: End-of-period holdings include monthly purchase(s) under the Pentair plc Employee Stock Purchase and Bonus Plan (ESPP) in exempt transaction(s) pursuant to Rule 16b-3(c); and shares acquired pursuant to a dividend reinvestment feature of the ESPP.