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PENTAIR plc — Director's Dealing 2018
May 4, 2018
30329_dirs_2018-05-04_116091a5-4529-4436-9bf6-97c35b897386.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2018-05-02
Reporting Person: BAKER KELLY A (EVP & Chief HR Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-02 | Common Shares - Restricted Stock Units | A | 2752 | — | Acquired | 22285 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-02 | Employee Stock Option (right to buy) | $45.42 | A | 11450 | Acquired | 2028-05-02 | Common Shares (11450) | Direct |
Footnotes
F1: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.
F2: The number of restricted stock units was adjusted to increase by 6,520 shares in connection with the spin-off of nVent Electric plc from Pentair plc on April 30, 2018 pursuant to the anti-dilution provisions of the Pentair plc 2012 Stock and Incentive Plan.
F3: Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan.
F4: One-third of the stock options become exercisable on the first, second and third anniversary of the grant.