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PENTAIR plc — Director's Dealing 2017
May 24, 2017
30329_dirs_2017-05-24_2c2785aa-c4a9-4e8b-b107-0d57a46f7f16.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2017-05-22
Reporting Person: JONES DAVID A /WI (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-22 | Common Shares | M | 10000 | $34.18 | Acquired | 20804 | Direct |
| 2017-05-22 | Common Shares | S | 10000 | $67.6752 | Disposed | 10804 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-22 | Nonqualified Stock Option (right to buy) | $34.18 | M | 10000 | Disposed | 2018-01-02 | Common Shares (10000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Units (Deferred Compensation) | $ | Common Shares (29022.06) | 29022.06 | Indirect |
Footnotes
F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $65.65 to $67.74. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
F2: Options are vested and exercisable.
F3: Phantom stock units convert into common shares on a one-for-one basis.
F4: Settlement of phantom stock units will be in Pentair plc common shares in accordance with reporting person's irrevocable election.
F5: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).