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PENTAIR plc — Director's Dealing 2017
Nov 22, 2017
30329_dirs_2017-11-22_9c60d5ba-d121-4473-b604-4313e7dd472c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2017-11-21
Reporting Person: Frykman Karl R. (President Aquatic Systems)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-21 | Common Shares | M | 7385 | $32.40 | Acquired | 40775 | Direct |
| 2017-11-21 | Common Shares | S | 7385 | $70 | Disposed | 33390 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-21 | Employee Stock Option (right to buy) | $32.40 | M | 7385 | Disposed | 2018-03-03 | Common Shares (7385) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares - ESOP | 1905.2513 | Indirect |
Footnotes
F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on March 3, 2018.
F2: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
F3: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.
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