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PENTAIR plc — Director's Dealing 2015
Jan 6, 2015
30329_dirs_2015-01-06_b65a3141-1813-4ab9-b241-63c116ebcbc6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2015-01-02
Reporting Person: HOGAN RANDALL J (Director, Chairman & Chief Exec. Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-01-02 | Common Shares - Restricted Stock Units | A | 46991 | — | Acquired | 294553 | Direct |
| 2015-01-02 | Common Shares | F | 3400 | $66.68 | Disposed | 56290 | Direct |
| 2015-01-03 | Common Shares | F | 19209 | $63.96 | Disposed | 86602 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-01-02 | Employee Stock Option (right to buy) | $66.68 | A | 186786 | Acquired | 2025-01-02 | Common Shares (186786) | Direct |
Footnotes
F1: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one share of Pentair plc common shares upon vesting.
F2: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
F3: Shares surrendered to pay taxes applicable to vesting of restricted stock units.
F4: Employee stock option granted under the Pentair Ltd. 2012 Stock and Incentive Plan.
F5: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.