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PENTAIR plc — Director's Dealing 2014
Jan 9, 2014
30329_dirs_2014-01-08_d35901ee-be97-4b44-abba-35ce3d975f3a.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: PENTAIR LTD (PNR)
CIK: 0000077360
Period of Report: 2014-01-02
Reporting Person: Ho David H Y (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-02 | Common Shares - Restricted Stock Units | F | 451 | $76.87 | Disposed | 0 | Direct |
| 2014-01-02 | Common Shares - Restricted Stock Units | A | 676 | — | Acquired | 676 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 33419 | Direct |
Footnotes
F1: The Form 4 filed on January 6, 2014 reported 124 shares were surrendered to pay taxes applicable to the vesting of restricted stock units. This amended Form 4 is being filed to report that 451 shares were surrendered for the payment of this tax liability.
F2: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
F3: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair Ltd. 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one share of Pentair Ltd. common shares upon vesting.
F4: The Form 4 filed on January 6, 2014 reported the total number of common shares owned by the reporting person following the vesting of restricted stock units that were previously reported. This total has been changed on this amended Form 4.