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PENTAIR plc — Director's Dealing 2014
Aug 6, 2014
30329_dirs_2014-08-06_45a34b60-85b8-47e1-aa03-8145b8d85a09.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2014-05-16
Reporting Person: Stauch John L (Executive Vice President, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-16 | Common Shares | G | 2192 | — | Disposed | 0 | Direct |
| 2014-05-16 | Common Shares | G | 2192 | — | Acquired | 59613 | Indirect |
| 2014-08-04 | Common Shares | P | 4900 | $64.367 | Acquired | 64513 | Indirect |
| 2014-08-04 | Common Shares | G | 300 | — | Disposed | 64213 | Indirect |
| 2014-08-04 | Common Shares | G | 150 | — | Acquired | 150 | Indirect |
| 2014-08-04 | Common Shares | G | 150 | — | Acquired | 150 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares - ESPP | 1510.877 | Direct |
Footnotes
F1: The price in Column 4 is a weighted average price. The prices actually paid ranged from $64.328 to $64.39. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
F2: End-of-period holdings include monthly purchase(s) under the Pentair Ltd. Employee Stock Purchase and Bonus Plan (ESPP) in exempt transaction(s) pursuant to Rule 16b-3(c); and shares acquired pursuant to a dividend reinvestment feature of the ESPP.