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PENTAIR plc Director's Dealing 2013

Oct 28, 2013

30329_dirs_2013-10-28_b9acb0b4-f42e-4f5b-a96a-cabd647a77d4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PENTAIR LTD (PNR)
CIK: 0000077360
Period of Report: 2013-10-25

Reporting Person: Ho David H Y (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-10-25 Common Shares M 10000 $33.38 Acquired 23133 Direct
2013-10-25 Common Shares M 10000 $34.18 Acquired 33133 Direct
2013-10-25 Common Shares M 17200 $24.78 Acquired 50333 Direct
2013-10-25 Common Shares M 6140 $33.38 Acquired 56473 Direct
2013-10-25 Common Shares M 4242 $36.98 Acquired 60715 Direct
2013-10-25 Common Shares M 6332 $34.12 Acquired 67047 Direct
2013-10-25 Common Shares S 34204 $65.6791 Disposed 32843 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-10-25 Nonqualified Stock Option (right to buy) $33.38 M 10000 Disposed 2017-05-03 Common Shares (10000) Direct
2013-10-25 Nonqualified Stock Option (right to buy) $34.18 M 10000 Disposed 2018-01-02 Common Shares (10000) Direct
2013-10-25 Nonqualified Stock Option (right to buy) $24.78 M 17200 Disposed 2019-01-02 Common Shares (17200) Direct
2013-10-25 Nonqualified Stock Option (right to buy) $33.38 M 6140 Disposed 2020-01-04 Common Shares (6140) Direct
2013-10-25 Nonqualified Stock Option (right to buy) $36.98 M 4242 Disposed 2021-01-03 Common Shares (4242) Direct
2013-10-25 Nonqualified Stock Option (right to buy) $34.12 M 6332 Disposed 2022-01-03 Common Shares (6332) Direct

Footnotes

F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $65.66 to $65.80. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

F2: All options are vested and exercisable.