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PENTAIR plc — Director's Dealing 2013
Nov 14, 2013
30329_dirs_2013-11-14_1148015f-5f53-46ba-9c54-19a3fd80effc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR LTD (PNR)
CIK: 0000077360
Period of Report: 2013-11-12
Reporting Person: HOGAN RANDALL J (Director, Chairman, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-12 | Common Stock | G | 8534 | — | Disposed | 21068 | Direct |
| 2013-11-12 | Common Stock | G | 6171 | — | Disposed | 187127 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 65562 | Indirect |
| Common Stock - Deferral Plan | 35857.722 | Indirect |
| Common Stock - ESOP | 1803.1045 | Indirect |
Footnotes
F1: Since the date of the reporting person's last ownership form, 6,171 shares previously reported as indirectly beneficially owned by GRAT have been transferred and are now indirectly beneficially owned by Trust.
F2: Shares of Pentair, Inc. common stock will be delivered to the reporting person in accordance with their irrevocable deferral election.
F3: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transaction not required to be reported pursuant to Section 16(a).
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