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PENTAIR plc — Director's Dealing 2013
Jan 5, 2013
30329_dirs_2013-01-04_987ce967-b15b-414c-924a-4a030fc95e77.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR LTD (PNR)
CIK: 0000077360
Period of Report: 2013-01-02
Reporting Person: HOGAN RANDALL J (Director, Chairman & Chief Exec. Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-02 | Common Shares - Restricted Stock Units | F | 3 | $50.61 | Disposed | 356617 | Direct |
| 2013-01-02 | Common Shares - Restricted Stock Units | A | 51544 | — | Acquired | 408161 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-02 | Employee Stock Option (right to buy) | $50.61 | A | 198831 | Acquired | 2023-01-02 | Common Shares (198831) | Direct |
Footnotes
F1: Shares surrendered to pay taxes applicable to vesting of restricted stock units.
F2: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair Ltd. 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one share of Pentair Ltd. common shares upon vesting.
F3: Employee stock option granted under the Pentair Ltd. 2012 Stock and Incentive Plan.
F4: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.