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PENTAIR plc — Director's Dealing 2013
Jan 5, 2013
30329_dirs_2013-01-04_333c759b-2b84-47eb-8c11-2110f5ada449.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR LTD (PNR)
CIK: 0000077360
Period of Report: 2013-01-02
Reporting Person: LAGESON ANGELA D (Sr. VP, Gen. Counsel & Secy.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-02 | Common Shares - Restricted Stock Units | A | 6586 | — | Acquired | 51310 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-02 | Employee Stock Option (right to buy) | $50.61 | A | 25406 | Acquired | 2023-01-02 | Common Shares (25406) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares - ESOP | 928.2529 | Indirect |
Footnotes
F1: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair Ltd. 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one share of Pentair Ltd. common shares upon vesting.
F2: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
F3: Employee stock option granted under the Pentair Ltd. 2012 Stock and Incentive Plan.
F4: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.