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PENTAIR plc — Director's Dealing 2012
Oct 19, 2012
30329_dirs_2012-10-18_30ffd14b-859b-41d0-ba4c-3348523f5661.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR LTD (PNR)
CIK: 0000077360
Period of Report: 2012-10-16
Reporting Person: Ho David H Y (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-10-16 | Common Shares | M | 14489 | — | Acquired | 17882 | Direct |
| 2012-10-16 | Common Shares | F | 4749 | $43.84 | Disposed | 13133 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-10-16 | Phantom Stock Units (Deferred Compensation) | $ | M | 14489.063 | Disposed | Common Shares (14489.063) | Indirect |
Footnotes
F1: Fractional shares were sold upon the settlement of units.
F2: Phantom stock units convert into common shares on a one-for-one basis.
F3: Includes 1,338 shares that were distributed in settlement of deferred share units.
F4: Shares surrendered to pay taxes applicable to the settlement of units.
F5: Represents phantom stock units credited under a deferred compensation plan for non-employee directors over which the reporting person has no current dispositive or voting power.
F6: The phantom stock units were settled in Pentair common shares on October 16, 2012.