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PENTAIR plc — Director's Dealing 2012
Oct 19, 2012
30329_dirs_2012-10-18_2c032311-deb3-4cd4-9803-f25ff107f520.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR LTD (PNR)
CIK: 0000077360
Period of Report: 2012-10-16
Reporting Person: MERRIMAN RONALD (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-10-16 | Common Shares | M | 753 | — | Acquired | 3477 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-10-16 | Phantom Stock Units (Deferred Compensation) | $ | M | 753.046 | Disposed | Common Shares (753.046) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares - Deferral Plan | 1170.225 | Indirect |
Footnotes
F1: Fractional shares were sold upon the settlement of units.
F2: Phantom stock units convert into common shares on a one-for-one basis.
F3: Includes 944 shares that were distributed in settlement of deferred share units.
F4: Pentair common shares will be delivered to the reporting person in accordance with their irrevocable deferral election.
F5: Represents phantom stock units credited under a deferred compensation plan for non-employee directors over which the reporting person has no current dispositive or voting power.
F6: A portion of the phantom stock units were settled in Pentair common shares on October 16, 2012. Settlement of the remaining phantom stock units will be in Pentair common shares in accordance with reporting person's irrevocable election.