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PENTAIR plc — Director's Dealing 2009
Oct 2, 2009
30329_dirs_2009-10-02_d92d5384-b9fa-4828-a245-f0a167aa6827.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR INC (PNR)
CIK: 0000077360
Period of Report: 2009-10-01
Reporting Person: HOGAN RANDALL J (Director, Chairman, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-10-01 | Common Stock | M | 16000 | $11.375 | Acquired | 167594 | Direct |
| 2009-10-01 | Common Stock | F | 10476 | $28.61 | Disposed | 157118 | Direct |
| 2009-10-01 | Common Stock | M | 63333 | $11.375 | Acquired | 220451 | Direct |
| 2009-10-01 | Common Stock | M | 40784 | $18.1485 | Acquired | 261235 | Direct |
| 2009-10-01 | Common Stock | M | 2329 | $16.2735 | Acquired | 263564 | Direct |
| 2009-10-01 | Common Stock | S | 106446 | $28.877 | Disposed | 157118 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-10-01 | Employee Stock Option (right to buy) | $11.375 | M | 16000 | Disposed | 2011-01-02 | Common Stock (16000) | Direct |
| 2009-10-01 | Employee Stock Option (right to buy) | $11.375 | M | 63333 | Disposed | 2011-01-02 | Common Stock (63333) | Direct |
| 2009-10-01 | Employee Stock Option (right to buy) | $18.1485 | M | 40784 | Disposed | 2012-01-02 | Common Stock (40784) | Direct |
| 2009-10-01 | Employee Stock Option (right to buy) | $16.2735 | M | 2329 | Disposed | 2011-01-02 | Common Stock (2329) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 267389 | Indirect |
| Common Stock | 123531 | Indirect |
| Common Stock - ESOP | 1388.6351 | Indirect |
Footnotes
F1: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2009.
F2: Upon request by the Commission, the company or a shareholder, the reporting person will provide full details of the information reported regarding the number of shares sold at each separate price.
F3: The reported price for this transaction is the weighted average price, and the range of prices is $28.65 to $29.33.
F4: Since the reporting person's last filed form, 123,531 shares previously reported as indirectly beneficially owned by Trust have been contributed to a grantor retained annuity trust.
F5: End-of-period holdings include ESOP allocation and shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).