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PENTAIR plc — Director's Dealing 2009
Oct 14, 2009
30329_dirs_2009-10-14_9ab0ba10-1229-4185-95ff-9a67c30861d6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR INC (PNR)
CIK: 0000077360
Period of Report: 2009-10-12
Reporting Person: HOGAN RANDALL J (Director, Chairman, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-10-12 | Common Stock | M | 9225 | $31.01 | Acquired | 166343 | Direct |
| 2009-10-12 | Common Stock | S | 9225 | $31.2209 | Disposed | 157118 | Direct |
| 2009-10-13 | Common Stock | M | 12000 | $31.01 | Acquired | 169118 | Direct |
| 2009-10-13 | Common Stock | S | 12000 | $31.3375 | Disposed | 157118 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-10-12 | Employee Stock Option (right to buy) | $31.01 | M | 9225 | Disposed | 2011-01-02 | Common Stock (9225) | Direct |
| 2009-10-13 | Employee Stock Option (right to buy) | $31.01 | M | 12000 | Disposed | 2011-01-02 | Common Stock (12000) | Direct |
Footnotes
F1: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2009.
F2: Upon request by the Commission, the company or a shareholder, the reporting person will provide full details of the information reported regarding the number of shares sold at each separate price.
F3: The reported price for this transaction is the weighted average price, and the range of prices is $31.11 to $31.35.
F4: The reported price for this transaction is the weighted average price, and the range of prices is $31.20 to $31.50.