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PENTAIR plc — Director's Dealing 2008
Jan 5, 2008
30329_dirs_2008-01-04_15f68f90-0401-4887-88cc-194d522bb55f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR INC (PNR)
CIK: 0000077360
Period of Report: 2008-01-02
Reporting Person: AINSWORTH LOUIS L (Sr. Vice President, Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-01-02 | Common Stock | A | 8500 | — | Acquired | 150393.867 | Direct |
| 2008-01-02 | Common Stock | F | 2474 | $34.18 | Disposed | 147919.867 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2008-01-02 | Employee Stock Option (right to buy) | $34.18 | A | 58000 | Acquired | 2018-01-02 | Common Stock (58000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock - ESOP | 1697.7779 | Indirect |
| Common Stock | 3735.149 | Indirect |
Footnotes
F3: Shares surrendered to pay taxes applicable to vesting of restricted stock.
F4: Employee stock option granted pursuant to the Pentair, Inc. Omnibus Stock Incentive Plan.
F1: Restricted stock granted pursuant to the Pentair, Inc. Omnibus Stock Incentive Plan. Shares remain subject to a vesting condition under the stock incentive plan.
F2: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transaction not required to be reported pursuant to Section 16(a).
F5: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.