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PENTAIR plc — Director's Dealing 2008
Aug 13, 2008
30329_dirs_2008-08-12_82767e85-81e3-49e3-ae4f-655735ad4767.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR INC (PNR)
CIK: 0000077360
Period of Report: 2008-08-11
Reporting Person: SCHROCK MICHAEL V (President, COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-08-11 | Common Stock | M | 15000 | $19.8125 | Acquired | 184035.735 | Direct |
| 2008-08-11 | Common Stock | F | 9753 | $37.14 | Disposed | 174282.735 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2008-08-11 | Employee Stock Option (right to buy) | $19.8125 | M | 15000 | Disposed | 2009-01-14 | Common Stock (15000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock - ESPP | 4856.8 | Direct |
| Common Stock - ESOP | 1191.1139 | Indirect |
Footnotes
F3: End-of-period holdings include ESOP allocation and shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
F1: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transaction not required to be reported pursuant to Section 16(a).
F2: End-of-period holdings include monthly purchase(s), since the reporting person's last filed Form, under the Pentair, Inc. Employee Stock Purchase and Bonus Plan (ESPP) in exempt transaction(s) pursuant to Rule 16b-3(c); and shares acquired pursuant to a dividend reinvestment feature of the ESPP.