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PENTAIR plc — Director's Dealing 2007
Nov 8, 2007
30329_dirs_2007-11-07_04a962a8-50c0-4efe-be4c-cd9b4d4124f6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR INC (PNR)
CIK: 0000077360
Period of Report: 2007-11-05
Reporting Person: HOGAN RANDALL J (Director, Chairman, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-11-05 | Common Stock | M | 238200 | $17.47 | Acquired | 459473 | Direct |
| 2007-11-05 | Common Stock | G | 71495 | — | Disposed | 387978 | Direct |
| 2007-11-05 | Common Stock | F | 166705 | $35.99 | Disposed | 221273 | Direct |
| 2007-11-06 | Common Stock | M | 50000 | $22.5625 | Acquired | 271273 | Direct |
| 2007-11-06 | Common Stock | S | 400 | $35.82 | Disposed | 270873 | Direct |
| 2007-11-06 | Common Stock | S | 600 | $35.84 | Disposed | 270273 | Direct |
| 2007-11-06 | Common Stock | S | 1500 | $35.85 | Disposed | 268773 | Direct |
| 2007-11-06 | Common Stock | S | 1400 | $35.86 | Disposed | 267373 | Direct |
| 2007-11-06 | Common Stock | S | 3600 | $35.87 | Disposed | 263773 | Direct |
| 2007-11-06 | Common Stock | S | 1300 | $35.89 | Disposed | 262473 | Direct |
| 2007-11-06 | Common Stock | S | 400 | $35.9 | Disposed | 262073 | Direct |
| 2007-11-06 | Common Stock | S | 300 | $35.91 | Disposed | 261773 | Direct |
| 2007-11-06 | Common Stock | S | 4567 | $35.93 | Disposed | 257206 | Direct |
| 2007-11-06 | Common Stock | S | 33 | $35.94 | Disposed | 257173 | Direct |
| 2007-11-06 | Common Stock | S | 400 | $35.95 | Disposed | 256773 | Direct |
| 2007-11-06 | Common Stock | S | 2000 | $35.96 | Disposed | 254773 | Direct |
| 2007-11-06 | Common Stock | S | 2500 | $35.97 | Disposed | 252273 | Direct |
| 2007-11-06 | Common Stock | S | 1000 | $35.98 | Disposed | 251273 | Direct |
| 2007-11-06 | Common Stock | S | 600 | $35.99 | Disposed | 250673 | Direct |
| 2007-11-06 | Common Stock | S | 1500 | $36 | Disposed | 249173 | Direct |
| 2007-11-06 | Common Stock | S | 700 | $36.01 | Disposed | 248473 | Direct |
| 2007-11-06 | Common Stock | S | 2800 | $36.02 | Disposed | 245673 | Direct |
| 2007-11-06 | Common Stock | S | 2000 | $36.03 | Disposed | 243673 | Direct |
| 2007-11-06 | Common Stock | S | 3200 | $36.04 | Disposed | 240473 | Direct |
| 2007-11-06 | Common Stock | S | 4400 | $36.05 | Disposed | 236073 | Direct |
| 2007-11-05 | Common Stock | G | 71495 | — | Acquired | 315706 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-11-05 | Employee Stock Option (right to buy) | $17.47 | M | 238200 | Disposed | 2013-01-02 | Common Stock (238200) | Direct |
| 2007-11-05 | Employee Stock Option (right to buy) | $35.99 | A | 115624 | Acquired | 2013-01-02 | Common Stock (115624) | Direct |
| 2007-11-06 | Employee Stock Option (right to buy) | $22.5625 | M | 50000 | Disposed | 2008-04-01 | Common Stock (50000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1452 | Indirect |
| Common Stock | 1452 | Indirect |
| Common Stock - ESOP | 1072.4338 | Indirect |
| Common Stock | 14548 | Indirect |
Footnotes
F4: Reload stock option becomes exercisable upon grant and expires on the same date as the original option grant.
F2: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transaction not required to be reported pursuant to Section 16(a).
F3: Employee reload stock option granted pursuant to the Pentair, Inc. Omnibus Stock Incentive Plan.
F1: The maximum number of transactions and holdings permitted to be reported in Table I has been reached. An additional Form 4 will be filed to report the remaining transactions dated November 6, 2007.