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PENTAIR plc — Director's Dealing 2006
Dec 14, 2006
30329_dirs_2006-12-14_5dcf85fe-8548-4e7c-9bf1-0a83b1196a96.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR INC (PNR)
CIK: 0000077360
Period of Report: 2006-12-12
Reporting Person: MEOZZI AUGUSTO (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-12-13 | Common Stock | M | 10000 | $17.725 | Acquired | 19891 | Direct |
| 2006-12-13 | Common Stock | M | 2891 | $19.5391 | Acquired | 22782 | Direct |
| 2006-12-13 | Common Stock | F | 8947 | $32.2 | Disposed | 13835 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2006-12-13 | Nonqualified Stock Option (right to buy) | $17.725 | M | 10000 | Disposed | 2013-02-25 | Common Stock (10000) | Direct |
| 2006-12-13 | Nonqualified Stock Option (right to buy) | $19.5391 | M | 2891 | Disposed | 2012-02-27 | Common Stock (2891) | Direct |
| 2006-12-13 | Nonqualified Stock Option (right to buy) | $32.2 | A | 5504 | Acquired | 2013-02-25 | Common Stock (5504) | Direct |
| 2006-12-13 | Nonqualified Stock Option (right to buy) | $32.2 | A | 1754 | Acquired | 2012-02-27 | Common Stock (1754) | Direct |
| 2006-12-12 | Phantom Stock Units - Deferred Compensation | $1 | A | 155.562 | Acquired | Common Stock (155.562) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 400 | Indirect |
Footnotes
F4: Phantom stock units convert into common stock on a one-for-one basis.
F5: Represents phantom stock units credited under a deferred compensation plan for non-employee directors over which the reporting person has no current dispositive or voting power.
F3: Reload stock option becomes exercisable upon grant and expires on the same date as the original option grant.
F2: Non-qualified reload stock option granted under the Pentair, Inc. Outside Directors Non-Qualified Stock Option Plan.
F7: Shares acquired under this Plan are purchased over a three-day trading period. The price shown is the average purchase price over the trading period.
F6: Settlement of phantom stock units will be in Pentair common stock in accordance with reporting person's irrevocable election.
F1: On May 17, 2004, Pentair declared a 2-for-1 stock split in the form of a 100 percent stock dividend payable on June 8, 2004, to shareholders of record as of June 1, 2004. This previously reported stock option and exercise price have been adjusted to reflect the stock split.