PennyMac Financial Services, Inc. — Director's Dealing 2020

Feb 13, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PennyMac Financial Services, Inc. (PFSI)
CIK: 0001745916
Period of Report: 2020-02-10

Reporting Person: MAZZELLA JOSEPH F (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-10	Common Stock	A	728	$34.08	Acquired	383238	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	296031	Indirect

Footnotes

F1: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the fourth quarter of 2019. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2: The reported amount consists of 8,891 restricted stock units and 374,347 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.