PennyMac Financial Services, Inc. — Director's Dealing 2020

Feb 13, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PennyMac Financial Services, Inc. (PFSI)
CIK: 0001745916
Period of Report: 2020-02-10

Reporting Person: Botein Matthew (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-10	Common Stock	S	18369	$38.2178	Disposed	471209	Direct
2020-02-10	Common Stock	S	1631	$39.1338	Disposed	469578	Direct
2020-02-11	Common Stock	S	20000	$37.9459	Disposed	449578	Direct
2020-02-12	Common Stock	S	16996	$37.5004	Disposed	432582	Direct
2020-02-12	Common Stock	S	3004	$38.2085	Disposed	429578	Direct

Footnotes

F1: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2: The price reported is the weighted average price of multiple transactions ranging from $37.89 to $38.69. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F3: The price reported is the weighted average price of multiple transactions ranging from $38.99 to $39.39. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F4: The reported amount consists of 8,891 restricted stock units and 462,318 shares of Common Stock. The restricted stock units are to be settled in an equal number of Common Stock upon vesting.

F5: The reported amount consists of 8,891 restricted stock units and 460,687 shares of Common Stock. The restricted stock units are to be settled in an equal number of Common Stock upon vesting.

F6: The price reported is the weighted average price of multiple transactions ranging from $37.60 to $38.48. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F7: The reported amount consists of 8,891 restricted stock units and 440,687 shares of Common Stock. The restricted stock units are to be settled in an equal number of Common Stock upon vesting.

F8: The price reported is the weighted average price of multiple transactions ranging from $37.12 to $38.03. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F9: The reported amount consists of 8,891 restricted stock units and 423,691 shares of Common Stock. The restricted stock units are to be settled in an equal number of Common Stock upon vesting.

F10: The price reported is the weighted average price of multiple transactions ranging from $38.13 to $38.36. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F11: The reported amount consists of 8,891 restricted stock units and 420,687 shares of Common Stock. The restricted stock units are to be settled in an equal number of Common Stock upon vesting.