PennyMac Financial Services, Inc. — Director's Dealing 2020

Mar 4, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PennyMac Financial Services, Inc. (PFSI)
CIK: 0001745916
Period of Report: 2020-03-02

Reporting Person: MAZZELLA JOSEPH F (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-03-02	Common Stock	S	15170	$35.4967	Disposed	280861	Indirect
2020-03-02	Common Stock	S	2830	$36.0638	Disposed	278031	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	386149	Direct

Footnotes

F1: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2: The price reported is the weighted average price of multiple transactions ranging from $35.00 to $35.995. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F3: The price reported is the weighted average price of multiple transactions ranging from $36.00 to $36.16. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F4: The reported amount consists of 11,802 restricted stock units and 374,347 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.