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PennyMac Financial Services, Inc. — Director's Dealing 2020
May 14, 2020
30869_dirs_2020-05-13_34fddcec-53fb-4ef8-8c47-6311ca239b18.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PennyMac Financial Services, Inc. (PFSI)
CIK: 0001745916
Period of Report: 2020-05-11
Reporting Person: MAZZELLA JOSEPH F (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-11 | Common Stock | A | 952 | $26.05 | Acquired | 387101 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 242031 | Indirect |
Footnotes
F1: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the first quarter of 2020. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.
F2: The reported amount consists of 4,236 restricted stock units and 382,865 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
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