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PennyMac Financial Services, Inc. Director's Dealing 2020

May 14, 2020

30869_dirs_2020-05-13_09941660-cd91-480f-a230-e47000b5f3a7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PennyMac Financial Services, Inc. (PFSI)
CIK: 0001745916
Period of Report: 2020-05-11

Reporting Person: NANJI FARHAD (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-05-11 Common Stock A 897 $26.05 Acquired 190733 Direct

Footnotes

F1: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the first quarter of 2020. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2: The reported amount consists of 4,236 restricted stock units and 186,497 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.