PennyMac Financial Services, Inc. — Director's Dealing 2020

Jun 4, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PennyMac Financial Services, Inc. (PFSI)
CIK: 0001745916
Period of Report: 2020-06-01

Reporting Person: MAZZELLA JOSEPH F (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-06-01	Common Stock	S	3224	$33.9196	Disposed	238807	Indirect
2020-06-01	Common Stock	S	14776	$34.3761	Disposed	224031	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	387101	Direct

Footnotes

F1: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2: The price reported is the weighted average price of multiple transactions ranging from $33.18 to $34.17. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F3: The price reported is the weighted average price of multiple transactions ranging from $34.18 to $34.89. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F4: The reported amount consists of 4,236 restricted stock units and 382,865 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.