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Pennant Group, Inc. — Director's Dealing 2020
Oct 14, 2020
32342_dirs_2020-10-14_41a61efb-3303-4486-9f19-00b3fdb46ab7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Pennant Group, Inc. (PNTG)
CIK: 0001766400
Period of Report: 2020-10-12
Reporting Person: Walker Daniel H (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-12 | Common Stock | S | 300 | $40.01 | Disposed | 694133 | Indirect |
| 2020-10-12 | Common Stock | S | 7800 | $42.03 | Disposed | 678533 | Indirect |
| 2020-10-12 | Common Stock | S | 2200 | $43.15 | Disposed | 691933 | Indirect |
| 2020-10-12 | Common Stock | S | 700 | $44.14 | Disposed | 691233 | Indirect |
| 2020-10-12 | Common Stock | S | 100 | $45.47 | Disposed | 691133 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1875275 | Direct |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on August 26, 2020.
F2: This transaction was executed in multiple trades at prices ranging from $40.00 to $40.04. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares executed at each separate price.
F3: These shares are held by Amoeba Investments, LLC, of which Mr. Walker is the sole member.
F4: This transaction was executed in multiple trades at prices ranging from $41.50 to $42.50. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares executed at each separate price.
F5: This transaction was executed in multiple trades at prices ranging from $42.72 to $43.72. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares executed at each separate price.
F6: This transaction was executed in multiple trades at prices ranging from $43.81 to $44.50. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares executed at each separate price.