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Pennant Group, Inc. — Director's Dealing 2020
Oct 26, 2020
32342_dirs_2020-10-26_bef44fb4-d17a-4c14-abf7-3c3cba45b769.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Pennant Group, Inc. (PNTG)
CIK: 0001766400
Period of Report: 2020-10-22
Reporting Person: Walker Daniel H (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-22 | Common Stock | S | 45447 | $40.054 | Disposed | 622790 | Indirect |
| 2020-10-23 | Common Stock | S | 418 | $40.70 | Disposed | 622372 | Indirect |
| 2020-10-23 | Common Stock | S | 573 | $41.53 | Disposed | 621799 | Indirect |
| 2020-10-23 | Common Stock | S | 215 | $42.49 | Disposed | 621584 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1193691 | Direct |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on August 26, 2020.
F2: This transaction was executed in multiple trades at prices ranging from $40.00 to $40.375. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares executed at each separate price.
F3: These shares are held by Amoeba Investments, LLC, of which Mr. Walker is the sole member.
F4: This transaction was executed in multiple trades at prices ranging from $40.29 to $41.20. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares executed at each separate price.
F5: This transaction was executed in multiple trades at prices ranging from $41.32 to $41.75. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares executed at each separate price.
F6: This transaction was executed in multiple trades at prices ranging from $42.39 to $42.62. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares executed at each separate price.