AI assistant
Pennant Group, Inc. — Director's Dealing 2020
Dec 29, 2020
32342_dirs_2020-12-29_61afcd1b-4c91-442e-a0d2-90192999fc99.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Pennant Group, Inc. (PNTG)
CIK: 0001766400
Period of Report: 2020-12-24
Reporting Person: Christensen Christopher R. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-24 | Common Stock | S | 341 | $59.31 | Disposed | 569107 | Indirect |
| 2020-12-24 | Common Stock | S | 774 | $60.02 | Disposed | 568333 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 150823 | Direct |
Footnotes
F1: This transaction was effected pursuant to a 10b5-1 Plan adopted November 18, 2020.
F2: This transaction was executed in multiple trades at prices ranging from $58.81 to $59.73. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares executed at each separate price.
F3: Of these shares, 564,162 shares are held by Hobble Creek Investments, LLC, of which Mr. Christensen is the sole member, 2,171 shares are held by Mr. Christensen's spouse, and 2,000 shares are held by Mr. Christensen's former spouse as custodian for their minor children under the California Uniform Transfers to Minors Act. Mr. Christensen's former spouse holds voting and investment power over the shares held for their children.
F4: This transaction was executed in multiple trades at prices ranging from $59.87 to $60.54. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares executed at each separate price.