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PENN Entertainment, Inc. — Director's Dealing 2021
Jan 4, 2021
31408_dirs_2021-01-04_dece32da-9dd8-45c2-bcf1-cc1edf9e6c0b.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: PENN NATIONAL GAMING INC (PENN)
CIK: 0000921738
Period of Report: 2021-01-01
Reporting Person: George Todd (EVP, Operations)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 21029 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $30.74 | 2025-01-03 | Common Stock (13360) | Direct | |
| Stock Options (Right to Buy) | $19.45 | 2029-01-03 | Common Stock (25404) | Direct | |
| Stock Options (Right to Buy) | $26.14 | 2030-01-03 | Common Stock (61061) | Direct | |
| Stock Appreciation Rights | $14.10 | 2024-01-04 | Common Stock (5375) | Direct | |
| Phantom Stock Units | $ | 2023-09-22 | Common Stock (28539) | Direct |
Footnotes
F1: The stock options vest and become exercisable in four equal annual installments beginning on January 3, 2019.
F2: The stock options vest and become exercisable in four equal annual installments beginning on January 3, 2020.
F3: The stock options vest and become exercisable in four annual installments beginning on January 3, 2021.
F4: The stock appreciation rights vest and become exercisable on January 4, 2021.
F5: Each phantom stock unit is the economic equivalent of one share of the registrant's common stock. The phantom stock units vest in three installments as follows: 7,135 phantom stock units vest on September 22, 2021, 9,989 phantom stock units vest on September 22, 2022, and 11,415 phantom stock units vest on September 22, 2023.