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PENN Entertainment, Inc. — Director's Dealing 2021
Mar 9, 2021
31408_dirs_2021-03-09_c2ac5c88-7659-462a-a538-c0da04e19830.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENN NATIONAL GAMING INC (PENN)
CIK: 0000921738
Period of Report: 2021-03-05
Reporting Person: George Todd (EVP, Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-05 | Common Stock | A | 1709 | $0.00 | Acquired | 22738 | Direct |
| 2021-03-05 | Common Stock | A | 3530 | $0.00 | Acquired | 26268 | Direct |
| 2021-03-05 | Common Stock | A | 2412 | $0.00 | Acquired | 28680 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-05 | Phantom Stock Units | $ | A | 7235 | Acquired | Common Stock (7235) | Direct |
Footnotes
F1: Restricted stock credited to the Reporting Person from a performance shares award granted in 2018 due to the achievement of the third year's performance goal.
F2: Restricted stock credited to the Reporting Person from a performance shares award granted in 2019 due to the achievement of the second year's performance goal.
F3: Restricted stock credited to the Reporting Person from a performance shares award granted in 2020 due to the achievement of the first year's performance goal.
F4: Phantom stock units credited to the Reporting Person from a performance shares award granted in 2020 due to the achievement of the first year's performance goal.